FINRA & NASAA Qualification•Institutional Licensing Architecture
8-Series Securities Licensing Roadmap
Complete blueprint-weighted simulations or self-attest official qualifications to unlock co-requisite representative, advisory, and supervisory principal series licenses.
Career Progress
0 / 8 (0%)
Tier 11 Exam
Foundation
Universal Entry Prerequisite
Tier 23 Exams
Representative
Requires SIE Pass
Tier 33 Exams
State Law & Advisory
State Blue Sky & RIA
Tier 41 Exam
Supervisory
General Securities Principal